North Dakota Buy-Sell Agreement Template

The North Dakota rules that shape the document: the sale-of-goodwill non-compete exception under N.D.C.C. 9-08-06 and the buyout in lieu of dissolution under N.D.C.C. 10-19.1-115.

Introduction

In North Dakota, a buy-sell agreement is a contract among business co-owners that establishes ahead of time who may buy a departing owner's interest, at what price, and on which triggering events such as death, disability, divorce, or exit. In North Dakota, two rules shape the document beyond the national template. First, North Dakota is one of the few states that voids non-competes by statute: N.D.C.C. 9-08-06 makes any contract restraining a lawful profession, trade, or business void, so a departing owner's non-compete survives only under the enumerated sale-of-goodwill exception, anchored to the sale of the owner's interest or goodwill within a reasonable geographic area and for a reasonable time. Second, North Dakota is an equitable-distribution state, not a community property state, so no spousal-consent clause is required. Your valuation clause should also anticipate N.D.C.C. 10-19.1-115, which lets a North Dakota court order a fair-value buyout of shares in lieu of dissolution.

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Key Things to Know

  1. 1

    A North Dakota buy-sell agreement is a binding contract among the co-owners of a business that fixes who can buy a departing owner's interest, the price or valuation method, and the triggering events, so a death, divorce, or exit does not force the business into a dispute or a sale to an outsider.

  2. 2

    North Dakota is one of a small group of states that voids non-competes by statute. N.D.C.C. 9-08-06 makes any contract that restrains a person from exercising a lawful profession, trade, or business void, except for the exceptions enumerated within the section. A generic covenant against a departing owner is unenforceable in North Dakota.

  3. 3

    A non-compete against a selling owner is enforceable in North Dakota only through the sale-of-goodwill exception in N.D.C.C. 9-08-06. A person who sells the goodwill of a business may agree with the buyer to refrain from a similar business within a reasonable geographic area and for a reasonable length of time, if the buyer carries on a like business there.

  4. 4

    N.D.C.C. 9-08-06 also lets partners, members, or shareholders agree not to compete upon or in anticipation of dissolution or dissociation, or as part of an agreement addressing the sale of an ownership interest, within a reasonable geographic area. This second exception is the natural home for a North Dakota buy-sell non-compete.

  5. 5

    North Dakota is an equitable-distribution state, not a community property state, so a North Dakota buy-sell agreement does not need a spousal-consent or community-property joinder clause. Focus the drafting instead on triggers, valuation, and the sale-of-goodwill non-compete.

  6. 6

    N.D.C.C. 10-19.1-115 lets a North Dakota court, on motion of the corporation or a shareholder, order the sale of shares to the corporation or other shareholders at fair value as of the commencement of the action, and to consider a buyout as lesser relief before dissolution. Any buy-sell agreement is presumed to reflect the owners' reasonable expectations.

  7. 7

    Fund the North Dakota buyout before you need it. Owners commonly use life or disability insurance, a sinking fund, or installment payments so the agreed valuation can be paid, rather than leaving the price to a fair-value determination under N.D.C.C. 10-19.1-115. Match the funding to your valuation.

Key decisions before you file

Before you file a Buy-Sell Agreement in North Dakota, a few decisions shape the document: which option to choose and what each one means. The Buy-Sell Agreement guide walks through them.

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North Dakota Buy-Sell Agreement (Compact State Terms)

This compact set states the North Dakota-specific terms of a Buy-Sell Agreement. Use it together with the full national Buy-Sell Agreement template, which contains the general purchase, trigger, and closing provisions.

1. Governing Law. This Agreement is governed by the laws of the State of North Dakota, without regard to its conflict-of-laws rules.

2. Restrictive Covenant (Sale-of-Goodwill Exception). The parties acknowledge that under North Dakota Century Code Section 9-08-06 a contract restraining any person from exercising a lawful profession, trade, or business is void except as enumerated in that section. Any covenant by a selling Owner not to compete is made under, and limited to, the sale-of-goodwill and ownership-sale exceptions in Section 9-08-06. Having sold the Owner's ownership interest and the associated goodwill of the Company, the selling Owner agrees to refrain from carrying on a similar business within [specify a reasonable geographic area] and for [specify a reasonable length of time], for so long as the Company or a successor in title to the goodwill carries on a like business in that area. The parties intend this covenant to fit the sale-of-goodwill and dissociation exceptions in Section 9-08-06, and agree that any broader restraint is void.

3. Valuation; Buyout in Lieu of Dissolution. The purchase price is the [fixed price / formula / appraised fair value] stated in the national template, updated at least [annually]. The parties intend this valuation to control any purchase of an Owner's shares, including a buyout ordered in lieu of dissolution under North Dakota Century Code Section 10-19.1-115, under which a North Dakota court may order the sale of shares to the Company or other Owners at fair value as of the commencement of the action, and may consider a buyout as lesser relief before ordering dissolution. The parties intend this Agreement to be presumed to reflect their reasonable expectations.

4. Transfer Restriction Legend. The Company shall note the transfer restrictions in this Agreement conspicuously on each share certificate, and shall notify the registered owner of any uncertificated shares, so the restrictions are effective under North Dakota's Uniform Commercial Code Article 8 (North Dakota Century Code chapter 41-08).

5. Execution. This Agreement is effective when signed by the Owners and the Company. No notarization, witness, recording, or filing is required under North Dakota law; a signed writing satisfies North Dakota's statute of frauds (North Dakota Century Code chapter 9-06).

Signature Block.

Owner: ______________________ Date: __________

Owner: ______________________ Date: __________

Company by: _________________ Date: __________

This compact North Dakota set supplements the national Buy-Sell Agreement template. It is general information, not legal advice; attorney review is available.

North Dakota Requirements for Buy-Sell Agreement

North Dakota Non-Compete Requires the Sale-of-Goodwill Exception

North Dakota Century Code Section 9-08-06 voids any contract that restrains a lawful profession, trade, or business, except for the exceptions enumerated in the section. A departing owner's non-compete is enforceable in North Dakota only if it fits the sale-of-goodwill or ownership-sale exception, anchored to the sale of the interest and limited to a reasonable geographic area and reasonable time.

North Dakota Sale-of-Goodwill and Dissociation Covenant

Under North Dakota Century Code Section 9-08-06, a person who sells the goodwill of a business, and partners, members, or shareholders acting upon dissolution, dissociation, or the sale of an ownership interest, may agree not to carry on a similar business within a reasonable geographic area for a reasonable time. Draft the buy-sell non-compete to fit this exception.

North Dakota Buyout in Lieu of Dissolution (Section 10-19.1-115)

North Dakota Century Code Section 10-19.1-115 lets a court, on motion of the corporation or a shareholder, order the sale of shares to the corporation or other owners at fair value as of the commencement of the action, and to consider a buyout as lesser relief before dissolution. A North Dakota buy-sell agreement is presumed to reflect the owners' reasonable expectations.

North Dakota Equitable Distribution; No Spousal Consent Required

North Dakota is an equitable-distribution state, not a community property state, so a North Dakota buy-sell agreement does not need a spousal-consent or community-property joinder clause. The correct treatment is to omit that block and concentrate the drafting on triggers, valuation, and the sale-of-goodwill non-compete.

North Dakota Transfer Restriction Noted on the Certificate

Under North Dakota's Uniform Commercial Code Article 8 (North Dakota Century Code chapter 41-08), a transfer restriction binds a later buyer only if it is noted conspicuously on the share certificate, or, for uncertificated shares, the registered owner has been notified. Add the legend when your North Dakota company issues or endorses certificates.

Frequently Asked Questions

It is a contract among the owners of a North Dakota business that sets who may buy an owner's interest, the price or valuation method, and the triggers such as death, disability, divorce, or a voluntary exit. It keeps ownership inside the group and prevents disputes when an owner leaves.

An operating agreement or bylaws set how a North Dakota business runs day to day. A buy-sell agreement covers only ownership transitions: what happens to an owner's share on death, disability, divorce, or departure, how it is priced, and who may buy it. Many North Dakota companies keep both.

Only under the sale-of-goodwill exception. North Dakota Century Code Section 9-08-06 voids non-competes generally but lets an owner who sells their interest or goodwill agree not to compete in a reasonable geographic area for a reasonable time. Tie the clause to the sale of the interest, or it is void.

Generally no. North Dakota is an equitable-distribution state, not a community property state, so a buy-sell agreement does not require a spousal-consent or community-property joinder clause. The owners sign, and the company countersigns. Focus the drafting on triggers, valuation, and the sale-of-goodwill non-compete instead.

North Dakota Century Code Section 10-19.1-115 lets a court, on motion of the corporation or a shareholder, order the sale of shares to the corporation or other owners at fair value as of the commencement of the action, and to weigh a buyout as lesser relief before dissolving the company. A clear valuation clause guides that outcome.

No. There is no notarization, witness, recording, or filing requirement in North Dakota. A buy-sell agreement is valid as a signed writing under North Dakota's statute of frauds (North Dakota Century Code chapter 9-06). Keep the signed agreement with the company records and update the valuation periodically.

North Dakota owners commonly use life or disability insurance on each owner, a sinking fund, or installment payments from the buyer. Pre-funding matters because a North Dakota buyout can otherwise be priced at fair value under Section 10-19.1-115. Match the funding to your valuation so the agreed price can be paid.