How to File a DBA in Alabama

In Alabama there is no mandatory DBA filing to operate; you can register a trade name with the Secretary of State for five years to claim notice and priority. Attorney review available.

Find out where you stand in Alabama

What kind of business is registering the name?

DocDraft provides document preparation, not legal advice.

Introduction

Alabama treats a DBA (a business name different from the owner's legal name) as a voluntary trade name registration with the Alabama Secretary of State, a filing that gives notice and priority but creates no separate legal entity and no liability protection. Alabama has no statewide law that forces a sole proprietor to file a general assumed-name certificate just to operate. Instead, Alabama lets you register the name as a trade name with the Alabama Secretary of State, which is voluntary and gives you notice and priority in the name rather than permission to do business (Ala. Code 8-12-6 and following). State law defines a trade name as a word or name adopted and used by a person to identify and distinguish that person's business. You register by filing an application with the Secretary of State and paying a filing fee of $30 (Ala. Code 8-12-8); the filing is statewide, not with a county, and Alabama has no newspaper publication requirement. A registration is effective for a term of five years from the date of registration and may be renewed for successive five-year periods, with a $30 renewal fee (Ala. Code 8-12-10). Registering a trade name is closely related to trademark and service mark protection, because Alabama treats a trade name as a type of mark, but registering does not by itself give you an exclusive nationwide right to the name and does not shield you from liability. DocDraft builds your Alabama trade name registration from your facts, with attorney review available before you file.

Key Things to Know

  1. 1

    Alabama calls a DBA a trade name and registering it is voluntary, but at bottom a DBA is simply a business name different from the owner's legal name. It creates no separate legal entity, so a sole proprietor using a DBA remains the same legal person and taxpayer.

  2. 2

    Alabama has no statewide law requiring a general assumed-name or fictitious-name certificate before you can operate under a DBA. The optional step is registering the name as a trade name with the Alabama Secretary of State.

  3. 3

    Registering a trade name with the Secretary of State is voluntary. It gives you public notice and priority in the name, not permission to do business, and not registering does not stop you from using the name (Ala. Code 8-12-6 and following).

  4. 4

    You register with the Alabama Secretary of State, statewide, not with a county. The application is accompanied by a filing fee of $30 payable to the Secretary of State (Ala. Code 8-12-8).

  5. 5

    Alabama does not require you to publish a notice of the name in a newspaper. There is no publication step and no affidavit of publication for a trade name registration.

  6. 6

    A trade name registration is effective for a term of five years from the date of registration and may be renewed for successive five-year periods, with a $30 renewal fee (Ala. Code 8-12-10).

  7. 7

    A trade name registration does not give you an exclusive nationwide right to the name and does not limit your liability. Alabama treats a trade name as a mark, so it is related to but narrower than a federal trademark, and liability protection would require forming an LLC or corporation.

Key decisions before you file

Before you file a DBA (Doing Business As) in Alabama, a few decisions shape the document: which option to choose and what each one means. The DBA (Doing Business As) guide walks through them.

Open the DBA (Doing Business As) guide

Customize your DBA (Doing Business As) Template with DocDraft

ALABAMA TRADE NAME REGISTRATION (DBA) (Filed with the Alabama Secretary of State under Alabama Code Title 8, Chapter 12, Section 8-12-6 and following)

This form registers a trade name, which is how a DBA is handled in Alabama, so a person or business can give public notice of a name it uses that is different from its legal name. In Alabama this registration is filed with the Secretary of State, not a county, and it is voluntary: it gives notice and priority in the name, not permission to operate.

  1. Trade Name. The trade name being registered is [ASSUMED NAME]. Under state law a trade name is a word, name, symbol, design, or combination the registrant has adopted and uses to identify and distinguish its business from others.

  2. Registrant. The full legal name of the registrant is [REGISTRANT LEGAL NAME], with address [REGISTRANT ADDRESS]. The registrant is [an individual / a general partnership / a limited liability company / a corporation / other]. If the registrant is an entity, its state of organization is [STATE].

  3. Business and Address. The registrant business address in Alabama is [STREET ADDRESS, CITY, AL ZIP]. The general nature of the business conducted under the trade name is [DESCRIBE THE BUSINESS].

  4. Adoption and Use. The registrant first adopted and used the trade name on [DATE FIRST USED], and continues to use it to identify the business described above.

  5. Class. The trade name is used in connection with [GOODS / SERVICES / BUSINESS] and falls in class [CLASS NUMBER OR DESCRIPTION] under the Secretary of State classification of goods, services, and businesses.

  6. Filing and Fee. The registrant files this application with the Alabama Secretary of State and pays the filing fee of $30 required by Alabama Code Section 8-12-8. Registration is statewide. Alabama has no county assumed-name filing and no newspaper publication requirement for a trade name.

  7. Term. A registration is effective for a term of five years from the date of registration and may be renewed for successive five-year periods, with a $30 renewal fee (Alabama Code Section 8-12-10). The registrant should track the five-year date so the registration does not lapse.

  8. Declaration. The registrant declares that the statements in this application are true and that it has the right to use the trade name. Registering does not create a separate legal entity, does not by itself give an exclusive nationwide right to the name, and does not limit the registrant personal liability.

Dated: ____________


[REGISTRANT SIGNATURE] [PRINTED NAME AND TITLE]

Note: This Alabama trade name registration follows Alabama Code Title 8, Chapter 12. Alabama treats a trade name as a type of mark, so registration is related to trademark and service mark protection but is voluntary and narrower than a federal trademark. For other states and the generic template, see the DBA (Doing Business As) hub.

Alabama Requirements for DBA (Doing Business As)

Register With the Secretary of State

In Alabama a DBA is registered as a trade name with the Alabama Secretary of State, statewide, not with a county. Registration is voluntary and gives notice and priority in the name, not permission to operate (Ala. Code 8-12-6 and following).

Filing Fee of 30 Dollars

The application for registration must be accompanied by a filing fee of 30 dollars payable to the Secretary of State (Ala. Code 8-12-8). Because the filing is with the state there is one statewide fee, not a fee that changes by county.

The Trade Name

The exact trade name to register. State law defines a trade name as a word, name, symbol, or design adopted and used to identify and distinguish the business from others (Ala. Code 8-12-6).

Registrant and Business Type

The full legal name and address of the registrant and the type of registrant, whether an individual, general partnership, limited liability company, or corporation, plus the state of organization for an entity.

Adoption, Use, and Class

The date the trade name was first adopted and used, the general nature of the business, and the class of goods, services, or business the name is used with under the Secretary of State classification.

No Newspaper Publication

Alabama does not require publishing a notice of the trade name in a newspaper. There is no publication step and no affidavit of publication for a trade name registration filed with the state.

Five-Year Term and Renewal

A registration is effective for a term of five years from the date of registration and may be renewed for successive five-year periods, with a 30 dollar renewal fee (Ala. Code 8-12-10).

No Entity, No Exclusive Right, No Liability Shield

A trade name registration creates no separate legal entity, does not by itself give an exclusive nationwide right to the name, and does not limit the personal liability of the owner. Liability protection requires forming an LLC or corporation.

Frequently Asked Questions

In Alabama a DBA (doing business as) is a name a person or company uses that is different from the owner's legal name. Alabama has no mandatory statewide DBA certificate to operate, but you can register the name as a trade name with the Alabama Secretary of State to give public notice and claim priority in the name (Ala. Code 8-12-6 and following). It does not create a separate legal entity, give an exclusive nationwide right to the name, or limit your liability.

In Alabama a DBA is just a business name; registering it as a trade name with the Secretary of State creates no new entity and gives no liability protection. An Alabama LLC is a separate legal entity you form by filing a Certificate of Formation with the Secretary of State, and it shields the owners' personal assets. You can have both, because an existing LLC can register a trade name to run a brand under another name. Choose based on whether you need liability protection or just a name.

You register the name as a trade name with the Alabama Secretary of State, statewide, not with a county. The application must be accompanied by a filing fee of $30 payable to the Secretary of State (Ala. Code 8-12-8). Because the filing is with the state, there is one statewide fee rather than a fee that changes by county. Alabama does not require any general county assumed-name filing to operate.

No. Alabama does not require you to publish a notice of a trade name in a newspaper. There is no publication step and no affidavit of publication when you register a trade name with the Alabama Secretary of State. You complete the application, pay the $30 filing fee, and the Secretary of State issues a certificate of registration if the name is registrable.

In Alabama a trade name registration is effective for a term of five years from the date of registration (Ala. Code 8-12-10). You can renew it for successive five-year periods by filing a renewal application with a $30 renewal fee. Track the five-year expiration date so your registration does not lapse. If an owner or the name itself changes, you handle that with the Secretary of State as well.

Generally no. Alabama has no statewide law that requires a sole proprietor or partnership to file an assumed-name certificate before operating under a DBA. Registering the name as a trade name with the Alabama Secretary of State is voluntary; it gives you notice and priority in the name, not permission to do business. Some banks, local licenses, or contracts may still ask to see a registration, so many owners register for that reason.

Only in a limited way. An Alabama trade name registration gives public notice and priority in the name and is treated as a mark, but it does not by itself give an exclusive nationwide right to the name, so a business elsewhere could use a similar name. It also creates no separate legal entity, so a sole proprietor stays personally liable. For broader name rights you would seek a federal trademark, and for liability protection you would form an LLC or corporation.

In Alabama a trade name identifies and distinguishes your business itself, while a trademark or service mark identifies particular goods or services. State law treats a trade name as a type of mark and lets you register it with the Alabama Secretary of State for a five-year term (Ala. Code 8-12-6 and 8-12-10). A state registration is different from and narrower than a federal trademark, which is registered with the United States Patent and Trademark Office and can give nationwide rights.